Utah Bankers Association

Utah Bankers Association

As compliance expectations continue to soar, keeping up with the latest regulatory changes and compliance issues can be more than a full time job. The Annual UBA Fall Compliance Conference, “Comply with Me” offers compliance professionals in-depth, content-rich discussions that address critically important topics.  This year’s conference features a wide variety of general and breakout sessions—led by industry experts and regulators—designed to help compliance professionals stay current with and function confidently in the rapidly changing regulatory environment.

This page will be continually updated with additional information. Please click on the links below to download the materials. 

Conference Information

Topics to be Covered* 

Day 1  Day 2 Day 3
  • The Changing Landscape of Banking
  • Fair Lending
  • TRID
  • GLBA
  • HMDA
  • TCPS
  • Flood
  • MLA
  • Leadership Lessons to Get Mind Capture
  • Regulator Panel and Roundtables
  • ADA Website Compliance
  • Banking on Millennials
  • Cybersecurity
  • The Power of Partnerships
  • Beneficial Ownership
  • Digital Currency, Bitcoin, Blockchain
  • Fintech
  • Model Governance
  • Social Media
  • CMA - 3 Lines of Defense
  • Complaints
  • Vendor Management, Third Party Management

*Subject to change

Registration Fees

Registration Type Member
Full Conference $785.00 $835.00 $1030.00 $1080.00
Two Days $565.00 $615.00 $790.00 $840.00
One Day $325.00 $375.00 $465.00 $515.00

Early bird registration ends Friday, October 13th. 



Westgate Park City
3000 Canyon Resorts Drive
Park City, UT  84098

A  block of rooms has been reserved at the Westgate Resosrt & Spa at the special rate of $139.00 per night. To make room reservations, call (877) 502-7058 and be sure to use the group code "S/O 62-543" to get the special rate.


  • Barbara Boccia, Wolters Kluwer
  • Tammy Georgelas, Parsons Behle & Latimer 
  • Leah Hamilton, Compliance Advisor and Consultant 

  • Tyler Hawkins, Ballard Spahr LLP

  • Howard Headlee, Utah Bankers Association

  • Debbie Hjelmeland, FDIC

  • Tony Kaye, Ballard Spahr LLP

  • Matt Johnson, FDIC

  • Chris Killian, CFPB

  • Kristina Launey, Seyfarth Shaw LLP

  • Jason Lew, Federal Reserve
  • Jim McCarthy
  • Robert Mullenbach, ProBank Austin
  • Robert Marx, WebBank
  • Marty Mitchell, ProBank Austin
  • Eva Rees, Department of Financial Institutions
  • Ann Rockswold, Eide Bailly

  • Dimitris Rousseas, Compliance Alliance

  • Tony Rubleski

Speaker Handouts

Conference Mobile App

We will be using a mobile app at the conference that will give you access to all conference information in the palm of your hand and send you up to the minute alerts during the conference. Prior to the conference we will send you information so you can download the app on your IOS or Android mobile device before you arrive in Park City. Note: we will not be providing hard copies of conference material. Links to handouts will be available for those who want to download and print copies.

Who Should Attend

This conference is designed for compliance officers, loan administration personnel, loan operations personnel, lenders, auditors, senior level officrs, and others who have the reponsibility of meeting the regulatory compliance reqiurements covered in these conference  topics.  The content is structured for all levels of experience.

ICB Continuing Education Credit

The 2017 UBA Fall Compliance Conference has been approved for 17.75 CRCM credits.  This statement should not be viewed as an endorsement of this program or its sponsor.

Credit breakdown by day:

  • Day 1 - 5.75 credits
  • Day 2 - 6 credits 
  • Day 3 - 6 credits

Dress Code

Dress for the meeting is business casual. A light sweater is suggested for meeting rooms.

Cancellation Policy

Cancellations received  by October 3rd will receive a full refund.  Cancellations received between Occtober 3 and October 13, 2017 will be charged a $50 processing fee. There will be no refund for cancellations received after October 13th. Substitutions are always welcome and encouraged. All cancellations and substitutions must be submitted in written format prior to the event.


Weather in Park City in October should be beautiful. Daytime temperatures range from the mid-60's to the mid-40's with night time temperatures dipping into the 30's.Be sure to bring a jacket for any outdoor activities and a light jacket for meeting rooms. 

See you in Park City!